Posts Tagged ‘Regulatory Compliance Reporting’

Secondary liquidity is critical to driving a fast moving enterprise’s growth. There are many Secondary Private Markets or Marketplace for Alternative Investments that provide liquidity if needed by offering secondary placement, to name a few are GATE Technologies, SecondMarket, SharesPost, Xpert Financial, MissionMarkets, NYPPEX etc. These so called Secondary Private Markets or Second Markets suffer from lack of a centralized marketplace [...]

July 21 deadline for  Dodd–Frank Wall Street Reform and Consumer Protection Act is approaching.  With the Dodd-Frank deadline nearing, it is important that you evaluate whether the systems, processes and people you have in place can support the many requirements of the rule, including greater transparency and disclosure mandated by the reform. And the Impact of Dodd-Frank [...]

Investment Banks are outsourcing financial analysis and research overseas. Few big names have quietly hired Indian firms or set up their subsidiaries on the subcontinent to handle basic financial modeling and comparable analysis. Two main factors are driving this trend. First, it’s cheaper. Second, banks hope that by freeing senior analysts to concentrate on analysis [...]